Alert:
This website is scheduled to undergo routine maintenance on Saturday, 23 September 5:00 p.m.-11:00 p.m. CDT. During this time, you may not be able to schedule, reschedule or cancel test appointments. We apologize for this inconvenience and thank you for your patience.
Site Closures:

Due to natural disasters in the United States, India, and the Caribbean islands, we are experiencing site closures in some areas. We are working diligently to contact all affected candidates by email and phone. If you have questions about your appointment, please contact customer service. We appreciate your patience.

Important:

FINRA is working to accommodate testing and regulatory element continuing education candidates impacted by Hurricanes Harvey and Irma.

Hurricane Harvey: FINRA will automatically extend the enrollment windows due to expire between August 25, 2017 and September 22, 2017 for candidates who are in the affected counties and regions declared a "disaster" by the federal or state governments. The new enrollment end date will be extended until November 6, 2017.

Hurricane Irma: FINRA will automatically extend the enrollment windows due to expire between September 5, 2017 and October 1, 2017 for candidates who are in the affected counties and regions declared a "disaster" by the federal or state governments. The new enrollment end date will be extended until November 15, 2017.

As more information becomes available, FINRA may provide additional extensions.

Please contact FINRA's Gateway Call Center at 301-590-6500 with any questions or if you require additional information.

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  • FINRA
  • All Continuing Education Regulatory Element programs are available online. CE participants with an open Regulatory Element requirement must complete their session using the FINRA CE Online System®. If you have questions regarding the CE Online program, please review FINRA’s CE Online website for additional details.